Financial Services Roundtable

Results: 138



#Item
91Financial regulation / Financial system / Financial markets / Financial services / Locate / Naked short selling / Short / U.S. Securities and Exchange Commission / Securities lending / Short selling / Financial economics / Finance

Transcript of Securities Lending and Short Sale Roundtable (Day 2)

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Source URL: www.sec.gov

Language: English - Date: 2009-10-28 14:02:50
92Presidency of Lyndon B. Johnson / Medicaid / Email / Perm / Stratified sampling / Medicare / Sampling / Software development methodology / Statistics / Federal assistance in the United States / Healthcare reform in the United States

MEQC Roundtable Jessica Woodard, Health Insurance Specialist Provider Compliance Group Office of Financial Management Centers for Medicare & Medicaid Services

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Source URL: aphsa.org

Language: English - Date: 2013-12-30 18:37:11
93Money / Financial adviser / Investment Advisor / Mutual fund fees and expenses / Financial services / Ameriprise Financial / National Association of Personal Financial Advisors / Finance / Financial economics / Business

STATEMENT OF JOSEPH R. RUSSO, SEC RULE 12B-1 ROUNDTABLE Tuesday, June 19, 2007 I am Joe Russo, a native of Cedar Rapids, Iowa. I began my securities career in 1972 as a registered representative and have spent the past 3

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Source URL: www.sec.gov

Language: English - Date: 2007-07-06 12:45:11
94Financial system / Securities Exchange Act / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / Securities Act / Commodity Futures Trading Commission / Broker-dealer / Securities and Exchange Commission / United States securities law / Financial regulation / Financial economics

American Bankers Association Financial Services Roundtable Futures Industry Association

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Source URL: www.sec.gov

Language: English - Date: 2011-07-08 16:09:08
95Financial services / Funds / Institutional investors / Collective investment schemes / Hedge fund / Mutual fund / Management fee / Private equity / Market neutral / Financial economics / Investment / Finance

The Democratization of Hedge Funds 1 Hedge Fund Strategies in Open-End Mutual Funds Comments for the 2003 SEC Hedge Fund Roundtable

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Source URL: www.sec.gov

Language: English - Date: 2003-11-03 13:16:27
96Financial services / Institutional investors / Financial markets / Funds / Hedge fund / Long/short equity / Fund of funds / Mutual fund / Hedge / Financial economics / Investment / Finance

COMMENTS OF HENNESSEE GROUP LLC FOR THE U.S. SECURITIES AND EXCHANGE COMMISSION ROUNDTABLE ON HEDGE FUNDS MAY[removed], 2003

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Source URL: www.sec.gov

Language: English - Date: 2003-07-16 11:36:29
97Economics / Personal finance / Credit card / Consumer protection law / Truth in Lending Act / Credit bureau / Bank / Unfair or Deceptive Acts or Practices / Bank regulation in the United States / Financial economics / Credit / Finance

Financial Services Roundtable

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-08-31 08:45:25
98United States housing bubble / Finance / Economic history / Subprime mortgage crisis / MERS / Mortgage servicer / Foreclosure / Mortgage loan / Mortgage modification / Mortgage industry of the United States / Mortgage / Economics

Acting Comptroller Walsh Addresses The Financial Services Roundtable

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Source URL: www.occ.gov

Language: English - Date: 2014-08-31 08:45:22
99United States housing bubble / Finance / Economic history / Subprime mortgage crisis / MERS / Mortgage servicer / Foreclosure / Mortgage loan / Mortgage modification / Mortgage industry of the United States / Mortgage / Economics

Acting Comptroller Walsh Addresses The Financial Services Roundtable

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-08-31 08:45:22
100Economics / Personal finance / Credit card / Consumer protection law / Truth in Lending Act / Credit bureau / Bank / Unfair or Deceptive Acts or Practices / Bank regulation in the United States / Financial economics / Credit / Finance

Financial Services Roundtable

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Source URL: www.occ.gov

Language: English - Date: 2014-08-31 08:45:25
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